Congratulations on your decision to join Woodstock Financial Group, Inc. and welcome to our community. We appreciate the faith you have placed in us and we are confident that Woodstock will deliver the broker_dealer experience that you are expecting.

Changing broker_dealers can seem like a daunting task at times and certainly, in today’s environment, it does require a fair amount of focus and effort. That is where we can help. At Woodstock, we have had extensive experience helping people like you transition their business smoothly and efficiently. Our common goal is to help you transfer your book of business as quickly as possible with minimal disruption of your day to day business. Woodstock commits our team to you in an interactive, cooperative effort. Remember, you are independent, not alone.

A successful transition begins with thorough planning and preparation and ends with attention to detail and consistent follow_up. Upon your commitment to join Woodstock we will provide you and your staff with a reference for transition procedures, timeliness, paperwork, checklists and contact persons. While we have attempted to address most of the common transition issues and protocols, situations unique to your practice will arise. We will collaborate to produce plans to address those special needs. We will work with you on a daily basis until all your client assets have been delivered.

Changing broker dealers usually isn’t as difficult as most people fear it will be. The key to a seamless transition is planning. The more time you take to understand your business and the transition process, the better your results. Remember, you are not alone the Woodstock transition team will be with you every step of the way. Our Business Development Team will guide you through our unique Ten Step Transition process.

When your transition is complete, you will now have the opportunity to utilize a unique business development tool that will grow your business. You will have a complete operational support staff at your disposal, and the best Technology and Advisory Platforms in the industry.

We at Woodstock appreciate the opportunity to serve you. We look forward to serving you and your clients during your transition and for many years to come.

If you are ready to investigate our program further, please click the “About You” menu item.
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